Box 194

Scope and Contents

Contains various materials such as correspondence and reports pertaining to the adoption of Rule 19c-5 on multiple trading options by the Securities and Exchange Commission (SEC) and materials on a proposed amendment to the Insider Trading and Securities Fraud Enforcement Act of 1988 (H.R. 5133). These materials are related to the Omnibus Trade and Competitiveness Act of 1987 (H.R. 3) and the subsequent ramifications of its presidential veto.

Scope and Contents

Contains a report sent from Nicholas Giordano, President of the Philadelphia Stock Exchange to Jonathan Katz of the Securities and Exchange Commission (SEC) regarding SEC Release No. 26871; File No. S7-15-89 on multiple trading of options.

Scope and Contents Contains a letter to Synar from the president of the Philadelphia Stock Exchange and a spiral bound report (spiral removed) titled "Options Intermarket Linkage System Feasibility and Conceptual Design" prepared by Tellefsen Consulting Group Inc. and presented to the New York Stock Exchange, Pacific Stock Exchange, and the Philadelphia Stock Exchange. The report is split after page 148 with materials continuing in subsequent folder starting at Appendix A. These materials are related to the...

Scope and Contents Contains spiral bound report (spiral removed) titled "Options Intermarket Linkage System Feasibility and Conceptual Design" prepared by Tellefsen Consulting Group Inc. and presented to the New York Stock Exchange, Pacific Stock Exchange, and the Philadelphia Stock Exchange. The report begins with Appendix A after being split at page 148 in the previous folder. These materials are related to the Omnibus Trade and Competitiveness Act of 1987 (H.R. 3) and the subsequent ramifications of its...

Scope and Contents Contains various materials including statements and correspondence pertaining to an October 5, 1989 Oversight Hearing on Multiple Listing of Options held before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce. The options hearing is based on the adoption of Rule 19c-5 by the Securities and Exchange Commission (SEC) to permit the multiple trading of options. These materials are related to the Omnibus Trade and Competitiveness Act of 1987 (H.R. 3) and...

Scope and Contents

Contains a report titled "Options Markets Integration: An Evaluation" by Yakov Amihud and Haim Mendelson. The report is also labeled with "Intermediate Report - Phase II and is related to the Omnibus Trade and Competitiveness Act of 1987 (H.R. 3) and the subsequent ramifications of its presidential veto.

Scope and Contents Contains various materials such as correspondence and memorandums regarding the adoption of Rule 19c-5 by the Securities and Exchange Commission (SEC) to permit the multiple trading of options. The rule went into effect starting January 22, 1990 and the majority of the documents are dated within one week of that date and pertain to questions and concerns with the rule. These materials are related to the Omnibus Trade and Competitiveness Act of 1987 (H.R. 3) and the subsequent ramifications...

Scope and Contents

Contains various materials pertaining to campaign finance reform and the Federal Election Campaign Amendments of 1989 (H.R. 14). Includes handwritten notes and annotations.

Scope and Contents

Contains letters, Dear Colleague letters, fact sheets, bill text, clipping, and other documents pertaining to the RICO Reform Act (H.R. 1046) and the RICO Amendments (H.R. 5111).

Scope and Contents

Contains clippings, bill text, letters, Dear Colleague letters, fact sheets, reports from the National Association of Securities and Commercial Law Attorneys, and other documents pertaining to the RICO Reform Act (H.R. 1046) and the RICO Amendments (H.R. 5111).